-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1JrAdrZWrBT82Wxc4n8buSez+MUO1IxSz7CkIGOEr/gXDiKbqa6AcEQ7NPpvy+w mjCDvSdLtX7/QPNz9DBCBw== 0000895813-99-000023.txt : 19990129 0000895813-99-000023.hdr.sgml : 19990129 ACCESSION NUMBER: 0000895813-99-000023 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEODUSA INC CENTRAL INDEX KEY: 0000919943 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 421407240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-46203 FILM NUMBER: 99515609 BUSINESS ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 BUSINESS PHONE: 3193640000 MAIL ADDRESS: STREET 1: TOWNE CENTRE STREET 2: 221 THIRD AVENUE SE SUITE 500 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401-1522 FORMER COMPANY: FORMER CONFORMED NAME: MCLEOD INC DATE OF NAME CHANGE: 19960403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HODGMAN DAVID R CENTRAL INDEX KEY: 0001047181 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7200 SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122585714 MAIL ADDRESS: STREET 1: 7200 SEARS TOWER STREET 2: 7200 SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* McLEODUSA INCORPORATED (Name of Issuer) CLASS A COMMON STOCK (Title of class of securities) 582266 10 2 (CUSIP Number) David R. Hodgman 7200 Sears Tower Chicago, Illinois 60606 312-876-1000 (Name, Address, and Telephone Number of person authorized to receive notices and communications) January 26, 1999 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D/A, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box: [__]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). CUSIP No. 582266 10 2 13D Page 2 1. Name of Reporting Person / I.R.S. Identification Nos. of Above Person (Entities Only) David R. Hodgman 2. Check the appropriate box if a member of a group: (a) [x] (b) [_] 3. SEC Use Only 4. Source of Funds: 00 5. Check box if disclosure of legal proceedings is required pursuant to Item 2(d) or 2(e): [_] 6. Citizenship or Place of Organization: United States of America Number of Shares Beneficially Owned By Each Reporting Person With: 7. Sole Voting Power: 0 See Item 5. 8. Shared Voting Power: 2,500,320 See Item 5. 9. Sole Dispositive Power: 0 See Item 5. 10. Shared Dispositive Power: 2,500,320 See Item 5. 11. Aggregate Amount Beneficially Owned By Each Reporting Person: 2,500,320 See Item 5. 12. Check box if the aggregate amount in Row (11) excludes certain shares: [_] 13. Percent of Class represented by amount in Row (11): 4.0% See Item 5. 14. Type of Reporting Person: IN CUSIP No. 582266 10 2 13D Page 3 Item 1. Security and Issuer. This statement relates to the Class A Common Stock, $.01 par value (the "Common Stock"), of McLeodUSA Incorporated, a Delaware corporation (the "Company"), whose principal executive offices are located at 6400 C Street, S.W., P.O. Box 3177, Cedar Rapids, Iowa 52406-3177. This statement also relates to options granted to Richard A. Lumpkin and Steven L. Grissom to purchase Common Stock (see item 3). Item 2. Identity and Background. This statement is being filed by David R. Hodgman, as trustee, (the "Reporting Person") of the respective trusts listed opposite such Reporting Person's name in Item 5 below. The name, residence or business address and present principal occupation or employment of each of the Former CCI Shareholders (as defined in Item 5 below), including the Reporting Person, are set forth in Schedule A hereto. Similar information for each person who is a director or executive officer of The Lumpkin Foundation (the "Foundation") is also included in Schedule A. Each of the Former CCI Shareholders (including the Reporting Person) is a citizen of the United States of America, except the Foundation, which is a not-for-profit corporation organized under the laws of Illinois. The Reporting Person has not and, to the knowledge of the Reporting Person, none of the other Former CCI Shareholders nor any of the Foundation's directors or executive officers has, during the past five years, been (i) convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Trusts of which the Reporting Person is trustee as indicated in Item 5 below (the "Trusts") acquired the shares of Common Stock set forth opposite the Reporting Person's name in Item 5 below in exchange for shares of common stock of Consolidated Communications Inc., an Illinois corporation ("CCI"), on September 24, 1997 pursuant to an CUSIP No. 582266 10 2 13D Page 4 Agreement and Plan of Reorganization dated as of June 14, 1997 by and among CCI, the Company and Eastside Acquisition Co. (the "Merger Agreement"). A copy of the Merger Agreement was filed as Exhibit 2.2 to the Company's Current Report on Form 8-K filed June 26, 1997. On September 24, 1997, Steven L. Grissom was granted a four year employee stock option by the Company to purchase 25,000 shares of Common Stock, at a price of $24.50 per share. This option vests in four equal installments; the option with respect to the first 6,250 shares vested on September 24, 1998. On December 3, 1997, Richard A. Lumpkin was granted an employee stock option by the Company to purchase 40,000 shares of Common Stock at a price of $35.25 per share. This option vests in four equal installments; the option with respect to the first 10,000 shares vested on September 25, 1998. On December 22, 1997, Richard A. Lumpkin was granted an employee stock option by the Company to purchase 5,000 shares of Common Stock at a price of $34.50 per share. This option vests in four equal installments; the option with respect to the first 1,250 shares vested on December 22, 1998. On December 22, 1997, Steven L. Grissom was granted an employee stock option by the Company to purchase 5,000 shares of Common Stock at a price of $24.25 per share. This option vests in four equal installments; the option with respect to the first 1,250 shares will vest on October 12, 1999. On December 31, 1998, Richard A. Lumpkin was granted an employee stock option by the Company to purchase 40,000 shares of Common Stock at a price of $29.75 per share. This option vests in four equal installments; the option with respect to the first 10,000 shares will vest on December 31, 1999. Pursuant to the terms of the Richard A. Lumpkin 1993 Grantor Retained Annuity Trust of which Benjamin I. Lumpkin and Elizabeth A. Lumpkin were trustees, the Trust terminated on December 31, 1997 and one-half of the shares of Common Stock acquired by the Trust under the Merger Agreement were distributed to each of the Benjamin I. Lumpkin Holdback Trust under the Richard Anthony Lumpkin 1993 Grantor Retained Annuity Trust, and the Elizabeth A. Lumpkin Holdback Trust under the Richard Anthony Lumpkin 1993 Grantor Retained Annuity Trust, of which Benjamin I. Lumpkin and Elizabeth L. Celio are trustees. Pursuant to the terms of the Margaret L. Keon 1993 Grantor Retained Annuity Trust of which Pamela K. Vitale and Joseph J. Keon, III were trustees, the Trust terminated on December 31, 1997, and the CUSIP No. 582266 10 2 13D Page 5 shares of Common Stock acquired by the Trust under the Merger Agreement were distributed to the beneficiaries or to Holdback Trusts for their benefit, as indicated in Item 5, below. Effective December 31, 1997, (i) Richard A. Lumpkin resigned as sole trustee of each of twelve trusts created under the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 (the "Gallo Trusts"), (ii) Bank One, Texas N.A. was appointed trustee of each Gallo Trust and (iii) Richard A. Lumpkin retained the power to direct the vote and investments by each Gallo Trust. Effective December 31, 1997, (i) Richard A. Lumpkin resigned as sole trustee of each of twelve Grandchildren's Trusts created under the Richard Adamson Lumpkin Trust Agreement dated September 5, 1980 (the "Grandchildren's Trusts"), (ii) Bank One, Texas N.A. was appointed trustee of each Grandchildren's Trust and (iii) Richard A. Lumpkin retained the power to direct the vote and investments by each Grandchildren's Trust. The Grandchildren's Trusts continue to hold an aggregate of 374,498 shares of Common Stock. On July 23, 1998, 311,127 shares of Common Stock were distributed, from the trust created under the Trust Agreement dated May 13, 1978 f/b/o Richard Anthony Lumpkin, to Gail Gawthrop Lumpkin, a beneficiary of that Trust. On September 11, 1998, Richard A. Lumpkin and Christina S. Duncan resigned as trustees under the Trust Agreement dated May 13, 1978 f/b/o Mary Lee Sparks, and Mary Lee Sparks and Steven L. Grissom became the trustees of that trust. On October 27, 1998, an aggregate of 1,820,000 shares of Common Stock were distributed by the Gallo Trusts to individual beneficiaries of the respective Trust. Concurrently, also on October 27, 1998, each of such beneficiaries contributed the shares received to one or more newly created charitable remainder unitrusts of which that person is sole trustee, as described under Item 5(c). On or about October 28, 1998, the trustees of the charitable remainder unitrusts named Steven L. Grissom as agent with respect to the sale of shares from those trusts. The Gallo Trusts continue to hold an aggregate of 1,701,112 shares. On November 13, 1998, Robert J. Currey resigned as a trustee under the six 1990 Personal Income Trusts established by Margaret L. Keon, the two 1990 Personal Income Trusts established by Richard Anthony Lumpkin and the four 1990 Personal Income Trusts established by Mary Lee Sparks, each dated April 20, 1990 (the "1990 Personal Income Trusts"), and Steven L. Grissom became a trustee of those trusts. On or about November 23, 1998, the trustees of the 1990 Personal Income Trusts named Richard A. Lumpkin as agent with respect to the sale of shares from those trusts. On January 4, 1999, Steven L. Grissom acquired 806 shares of Common Stock at approximately $27.90 per share, pursuant to the Company's Employee Stock Purchase Plan. CUSIP No. 582266 10 2 13D Page 6 Item 4. Purpose of Transaction. The Trusts acquired the Common Stock for investment purposes. After the issuance of the Common Stock pursuant to the Merger Agreement, Richard A. Lumpkin and Robert J. Currey, who were previously directors and executive officers of CCI, were elected directors and executive officers of the Company. Subject to the restrictions on the disposition of Common Stock which is subject to the provisions of the Stockholders' Agreements described below, any or all of the shares of Common Stock beneficially owned by the Reporting Person may be sold or otherwise disposed of from time to time. The Reporting Person has no other plans or proposals which relate to or would result in any of the matters enumerated in paragraphs (a) through (j) of Item 4 of Schedule 13D. See Item 6 below for a description of the Stockholders' Agreements. Item 5. Interest in Securities of Issuer. (a) As trustee of the respective Trusts indicated opposite the Reporting Person's name below, David R. Hodgman beneficially owns an aggregate of 2,500,320 shares of Common Stock, which represents approximately 4.0 percent of the 63,545,925 shares of Common Stock outstanding on January 5, 1999. The former shareholders of CCI who acquired shares of Common Stock pursuant to the Merger Agreement or who, as described below, received distributions of shares of Common Stock prior to October 25, 1998(collectively, the "Former CCI Shareholders"), MHC Investment Company, successor by merger to MWR Investments Inc. ("MWR"), Midwest Capital Group, Inc., IES Investments Inc. ("IES"), Clark E. McLeod and Mary E. McLeod, (collectively, the "1997 Principal Stockholders"), are parties to a Stockholders' Agreement dated as of June 14, 1997 and effective September 24, 1997, as amended by Amendment No. 1 to Stockholders' Agreement dated as of September 19, 1997 (the "1997 Stockholders' Agreement") and, accordingly, comprise a group within the meaning of Section 13(d)(3) of the Exchange Act of 1934. Collectively, insofar as is known to the Reporting Person, the 1997 Principal Stockholders beneficially own a total of 33,877,667 shares of Common Stock, which represents 53.4 percent of such estimated number of shares of Common Stock outstanding on January 5, 1999. In addition, IES Investments Inc., Clark E. McLeod, Mary E. McLeod, Richard A. Lumpkin, Gail G. Lumpkin and certain former CCI shareholders (including the Reporting Person) and certain permitted transferees of former CCI shareholders (collectively, the "1998 Principal Stockholders") are, together with the Company, parties to a Stockholders' Agreement, dated as of November 18, 1998 (the "1998 Stockholders' Agreement"). On January 7, 1999 the Company, IES Investments Inc., Clark E. McLeod, Mary E. McLeod, Richard A. Lumpkin and Gail G. Lumpkin entered into a Stockholders' Agreement with M/C Investors L.L.C. and Media/ Communications Partners III Limited Partnership, (the "1999 Stockholders' Agreement") and, together with the 1997 Stockholders' Agreement and the 1998 Stockholders' Agreement, the "Stockholders' Agreements"). On or about January 26, 1999, the other former CCI shareholders who are parties to the 1998 Stockholders' Agreement, along with certain permitted transferees, also became parties to the 1999 Stockholders' Agreement. CUSIP No. 582266 10 2 13D Page 7 The following table sets forth information regarding the shares of Common Stock beneficially owned by 1997 Principal Stockholders (including the Reporting Person). Separately set forth below are shares beneficially owned by the Reporting Person and others, which shares are not subject to the terms of the Stockholders' Agreements. Except as indicated, beneficial ownership by the Former CCI Shareholders reflects their status as trustees of the respective trusts set forth opposite their names in the table. The information shown in the table with respect to each 1997 Principal Stockholder who is not a Former CCI Shareholder (the "Other 1997 Principal Stockholders") is based on the most recent Schedule 13D or Amendment thereto filed by such person that has come to the attention of the Reporting Person. Reference is made to such filings for further information as to such Other 1997 Principal Stockholders.
Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Gail Gawthrop Lumpkin N/A Sole 311,127 0.5 Mary Lee Sparks and Trust Agreement dated May 13, Shared 332,209 0.5 Steven L. Grissom 1978 f/b/o Mary Lee Sparks Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Joseph John Keon and investments) III Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Katherine and investments) Stoddert Keon Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Lisa Anne Keon and investments) Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Margaret Lynley and investments) Keon Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Pamela Keon and investments) Vitale Bank One, Texas NA; Richard Adamson Lumpkin Shared 23,403 0.00 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Susan Tamara Keon and investments) DeWyngaert CUSIP No. 582266 10 2 13D Page 8 Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Bank One, Texas NA; Richard Adamson Lumpkin Shared 54,688 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Benjamin Iverson and investments) Lumpkin Bank One, Texas NA; Richard Adamson Lumpkin Shared 54,688 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Elizabeth and investments) Arabella Lumpkin Bank One, Texas NA; Richard Adamson Lumpkin Shared 31,176 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Anne Romayne and investments) Sparks Bank One, Texas NA; Richard Adamson Lumpkin Shared 31,176 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Barbara Lee and investments) Sparks Bank One, Texas NA; Richard Adamson Lumpkin Shared 31,176 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o Christina Louise and investments) Sparks Bank One, Texas NA; Richard Adamson Lumpkin Shared 31,176 0.1 Richard A. Lumpkin Grandchildren's Trust dated (power to direct vote 9/5/80 f/b/o John Woodruff and investments) Sparks Bank One, Texas NA; Trust named for Joseph John Keon Shared 169,891 0.3 Richard A. Lumpkin III created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Katherine Shared 169,891 0.3 Richard A. Lumpkin Stoddert Keon created under (power to direct vote the Mary Green Lumpkin Gallo and investments) Trust Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Lisa Anne Keon Shared 54,891 0.2 Richard A. Lumpkin created under the Mary Green (power to direct vote Lumpkin Gallo Trust Agreement and investments) dated December 29, 1989\ Bank One, Texas NA; Trust named for Margaret Lynley Shared 154,891 0.2 Richard A. Lumpkin Keon created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Pamela Keon Shared 154,891 0.2 Richard A. Lumpkin Vitale created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 9 Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Bank One, Texas NA; Trust named for Susan Tamara Keon Shared 154,891 0.2 Richard A. Lumpkin created under the Mary Green (power to direct vote Lumpkin Gallo Trust Agreement and investments) dated December 29, 1989 Bank One, Texas NA; Trust named for Benjamin Iverson Shared 308,965 0.5 Richard A. Lumpkin Lumpkin created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Elizabeth Shared 308,965 0.5 Richard A. Lumpkin Arabella Lumpkin created under (power to direct vote the Mary Green Lumpkin Gallo and investments) Trust Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Anne Romayne Shared 93,459 0.2 Richard A. Lumpkin Sparks created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Barbara Lee Shared 43,459 0.1 Richard A. Lumpkin Sparks created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for Christina Louise Shared 43,459 0.1 Richard A. Lumpkin Sparks created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Bank One, Texas NA; Trust named for John Woodruff Shared 43,459 0.1 Richard A. Lumpkin Sparks created under the Mary (power to direct vote Green Lumpkin Gallo Trust and investments) Agreement dated December 29, 1989 Benjamin I. Lumpkin Benjamin I. Lumpkin Holdback Shared 48,328 0.1 and Elizabeth L. Trust under the Richard Anthony Celio Lumpkin 1993 Grantor Retained Annuity Trust CUSIP No. 582266 10 2 13D Page 10 Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Benjamin I. Lumpkin Elizabeth A. Lumpkin Holdback Shared 48,328 0.1 and Elizabeth L. Trust under the Richard Anthony Celio Lumpkin 1993 Grantor Retained Annuity Trust Mary Lee Sparks N/A Sole 196,678 0.3 Anne R. Whitten N/A Sole 22,359 0.00 Barbara L. Federico N/A Sole 22,360 0.00 Christina L. Duncan N/A Sole 22,359 0.00 John W. Sparks N/A Sole 22,360 0.00 Margaret L. Keon Margaret Lumpkin Keon Trust dated Sole 506,461 0.8 (settlor and trustee) May 13, 1978 Pamela K. Vitale and Joseph J. Keon, III Holdback Shared 16,057 0.00 Joseph J. Keon III Trust under Margaret L. Keon 1993 Grantor Retained Annuity Trust Pamela K. Vitale and Katherine S. Keon Holdback Trust Shared 16,057 0.00 Joseph J. Keon III under Margaret L. Keon 1993 Grantor Retained Annuity Trust Pamela K. Vitale N/A Sole 16,058 0.00 Liese A. Keon N/A Sole 16,058 0.00 Susan T. DeWyngaert N/A Sole 16,058 0.00 Margaret Lynley Keon N/A Sole 16,058 0.00 Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Joseph John Keon III dated (power to direct sale April 20, 1990 of shares) Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Katherine Stoddert Keon (power to direct sale dated April 20, 1990 of shares) CUSIP No. 582266 10 2 13D Page 11 Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Lisa Anne Keon dated (power to direct sale April 20, 1990 of shares) Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Margaret Lynley Keon dated (power to direct sale April 20, 1990 of shares) Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Pamela Keon Vitale dated (power to direct sale April 20, 1990 of shares) Steven L. Grissom and Margaret L. Keon 1990 Personal Shared 75,037 0.1 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Susan Tamara Keon (power to direct sale DeWyngaert dated April 20, of shares) 1990 Steven L. Grissom and Richard Anthony Lumpkin 1990 Shared 724,601 1.2 David R. Hodgman; Personal Income Trust for the Richard A. Lumpkin Benefit of Benjamin Iverson (power to direct sale Lumpkin dated April 20, 1990 of shares) Steven L. Grissom and Richard Anthony Lumpkin 1990 Shared 724,601 1.2 David R. Hodgman; Personal Income Trust for the Richard A. Lumpkin Benefit of Elizabeth Arabella (power to direct sale Lumpkin dated April 20, 1990 of shares) Steven L. Grissom and Mary Lee Sparks 1990 Personal Shared 150,224 0.2 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Anne Romayne Sparks dated (power to direct sale April 20, 1990 of shares) Steven L. Grissom and Mary Lee Sparks 1990 Personal Shared 150,224 0.2 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Barbara Lee Sparks dated (power to direct sale April 20, 1990 of shares) CUSIP No. 582266 10 2 13D Page 12 Reporting Person Voting and Number of Percent of and Other Former Dispositive Shares of Outstanding CCI Shareholders Trust Powers Common Stock Common Stock Steven L. Grissom and Mary Lee Sparks 1990 Personal Shared 150,224 0.2 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of Christina Louise Sparks (power to direct sale dated April 20, 1990 of shares) Steven L. Grissom and Mary Lee Sparks 1990 Personal Shared 150,224 0.2 David R. Hodgman; Income Trust for the Benefit Richard A. Lumpkin of John Woodruff Sparks dated (power to direct sale April 20, 1990 of shares) Bank One, Texas NA; Richard Anthony Lumpkin Trust Shared 1,822 0.00 Richard A. Lumpkin under the Trust Agreement n (power to direct dated February 6, 1970 vote and investments) Bank One, Texas NA; Margaret Anne Keon Trust under Shared 60,619 0.1 Richard A. Lumpkin the Trust Agreement dated (power to direct vote February 6, 1970 and investments) Bank One, Texas NA; Mary Lee Sparks Trust under the Shared 107,030 0.2 Richard A. Lumpkin Trust Agreement dated (power to direct vote February 6, 1970 and investments) The Lumpkin N/A Sole 189,280 0.3 Foundation Richard A. Lumpkin N/A Sole 11,250 (1) 0.00 Steven L. Grissom N/A Sole 7,056 (2) 0.00
(1) Consists of 11,250 shares underlying presently exercisable option. (2) Includes 6,250 shares underlying presently exercisable option. The following shares of Common Stock are beneficially owned by the Other 1997 Principal Stockholders: CUSIP No. 582266 10 2 13D Page 13
Voting and Number of Percent of Other Principal Dispositive Shares of Outstanding Stockholders Trust Powers Common Stock Common Stock Clark E. McLeod and N/A Sole and 9,330,734 14.8 Mary E. McLeod Shared IES Investments, Inc. N/A Sole 10,245,457 16.3 MHC Investment N/A Sole 6,976,116 11.0 Company
In addition to the shares of Common Stock listed above that are held subject to the 1997 Stockholders' Agreement, the 1998 Stockholders' Agreement or both, the following shares, were transferred after September 24, 1998 and are not subject to the provisions of either the 1997 Stockholders' Agreement or the 1998 Stockholders' Agreement:
Voting and Number of Percent of Dispositive Shares of Outstanding Reporting Person Trust Powers Common Stock Common Stock Benjamin I. Lumpkin; Benjamin I. Lumpkin 1998 NIM-CRUT Sole 70,000 0.1 Steven L. Grissom dated October 27, 1998 (power to direct sale of shares) Elizabeth L. Celio; Elizabeth L. Celio 1998 NIM-CRUT Sole 70,000 0.1 Steven L. Grissom dated October 27, 1998 (power to direct sale of shares) Joseph J. Keon III; Joseph J. Keon III 1998 CRUT Sole 55,000 0.1 Steven L. Grissom dated October 27, 1998 (power to direct sale of shares) Katherine S. Keon; Katherine S. Keon 1998 CRUT dated Sole 55,000 0.1 Steven L. Grissom October 27, 1998 (power to direct sale of shares) Margaret Lynley Keon; Margaret Lynley Keon 1998 Sole 70,000 0.1 Steven L. Grissom NIM-CRUT dated (power to direct sale October 27, 1998 of shares) CUSIP No. 582266 10 2 13D Page 14 Voting and Number of Percent of Dispositive Shares of Outstanding Reporting Person Trust Powers Common Stock Common Stock Susan K. DeWyngaert; Susan K. DeWyngaert 1998 Spouse Sole 70,000 0.1 Steven L. Grissom CRUT dated October 27, (power to direct sale 1998 of shares) Pamela K. Vitale; Pamela K. Vitale 1998 Spouse CRUT Sole 70,000 0.1 Steven L. Grissom dated October 27, 1998 (power to direct sale of shares) Liese A. Keon; Steven Liese A. Keon 1998 CRUT dated Sole 170,000 0.3 L. Grissom (power to October 27, 1998 direct sale of shares) Barbara S. Federico; Barbara S. Federico 1998 Spouse Sole 220,000 0.3 Steven L. Grissom CRUT dated October 27, (power to direct sale 1998 of shares) Anne S. Whitten; Anne S. Whitten 1998 Spouse Sole 170,000 0.3 Steven L. Grissom NIM-CRUT dated (power to direct sale October 27, 1998 of shares) John W. Sparks; John W. Sparks 1998 Spouse Sole 64,077 0.1 Steven L. Grissom NIM-CRUT dated (power to direct sale October 27, 1998 of shares) John W. Sparks; John W. Sparks 1998 Spouse CRUT Sole 155,923 0.2 Steven L. Grissom dated October 27, 1998 (power to direct sale of shares) Christina S. Duncan; Christina S. Duncan 1998 Spouse Sole 220,000 0.3 Steven L. Grissom CRUT dated October 27, (power to direct sale 1998 of shares)
(b) The number of shares of Common Stock which David R. Hodgman has: (i) sole power to vote or direct the vote 0 (ii) shared power to vote or direct the vote 2,500,320 (iii) sole power to dispose or direct the disposition 0 (iv) shared power to dispose or direct the disposition 2,500,320 (c) The Reporting Person and the other Former CCI Shareholders acquired an aggregate of 8,488,596 shares of Common Stock CUSIP No. 582266 10 2 13D Page 15 as set forth in the table in Item 5(a) above on September 24, 1997, pursuant to the Merger Agreement. Effective December 31, 1997, an aggregate of 282,440 shares of the Common Stock were distributed upon termination of three 1993 Grantor Retained Annuity Trusts to certain Former CCI Shareholders as follows:
Distributing Trust Number of Distributee Shares Richard Anthony Lumpkin 1993 Grantor 48,328 Benjamin I. Lumpkin Holdback Trust under the Richard Retained Annuity Trust Anthony Lumpkin 1993 Grantor Retained Annuity Trust Richard Anthony Lumpkin 1993 Grantor 48,328 Elizabeth A. Lumpkin Holdback Trust under the Richard Retained Annuity Trust Anthony Lumpkin 1993 Grantor Retained Annuity Trust Mary Lee Sparks 1993 Grantor Retained 22,359 Anne R. Whitten Annuity Trust Mary Lee Sparks 1993 Grantor Retained 22,360 Barbara L. Federico Annuity Trust Mary Lee Sparks 1993 Grantor Retained 22,359 Christina L. Duncan Annuity Trust Mary Lee Sparks 1993 Grantor Retained 22,360 John W. Sparks Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,057 Joseph J. Keon, III Holdback Trust under the Annuity Trust Margaret L. Keon 1993 Grantor Retained Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,057 Katherine S. Keon Holdback Trust under the Margaret L. Annuity Trust Keon 1993 Grantor Retained Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,058 Pamela K. Vitale Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,058 Liese A. Keon Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,058 Susan T. DeWyngaert Annuity Trust Margaret L. Keon 1993 Grantor Retained 16,058 Margaret Lynley Keon Annuity Trust
Between November 24, 1998 and December 1, 1998, the 1990 Personal Income Trusts sold an aggregate of 51,800 shares of Common Stock in market transactions pursuant to Rule 144 under the Securities Act of 1933 (the "Securities Act"). These transactions are further described below: CUSIP No. 582266 10 2 13D Page 16
Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 490 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Joseph John Keon III dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 341 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Joseph John Keon III dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 816 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Joseph John Keon III dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 653 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Joseph John Keon III dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 490 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Katherine Stoddert Keon dated sale of shares) April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 341 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Katherine Stoddert Keon dated sale of shares) April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 816 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Katherine Stoddert Keon dated sale of shares) April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 653 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Katherine Stoddert Keon dated sale of shares) April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 490 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Lisa Anne Keon dated April 20, sale of shares) 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 341 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Lisa Anne Keon dated April 20, sale of shares) 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 816 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Lisa Anne Keon dated April 20, sale of shares) 1990 CUSIP No. 582266 10 2 13D Page 17 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 653 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Lisa Anne Keon dated April 20, sale of shares) 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 490 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Margaret Lynley Keon dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 341 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Margaret Lynley Keon dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 816 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Margaret Lynley Keon dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 653 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Margaret Lynley Keon dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 440 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 306 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 736 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/24/98 588 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/25/98 115 33.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/25/98 115 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Pamela Keon Vitale dated April sale of shares) 20, 1990 CUSIP No. 582266 10 2 13D Page 18 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/25/98 720 33.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Susan Tamara Keon DeWyngaert sale of shares) dated April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 11/25/98 715 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Susan Tamara Keon DeWyngaert sale of shares) dated April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 12/01/98 291 30.38 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Susan Tamara Keon DeWyngaert sale of shares) dated April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 12/01/98 298 30.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Susan Tamara Keon DeWyngaert sale of shares) dated April 20, 1990 Steven L. Grissom and David Margaret L. Keon 1990 Personal 12/01/98 276 30.38 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Susan Tamara Keon DeWyngaert sale of shares) dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 2,152 33.75 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Benjamin Iverson sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 1,493 33.94 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Benjamin Iverson sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 3,586 33.88 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Benjamin Iverson sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 2,869 34.25 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Benjamin Iverson sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 248 33.75 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 172 33.94 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 CUSIP No. 582266 10 2 13D Page 19 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 414 33.88 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/24/98 331 34.25 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/25/98 835 33.25 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/25/98 830 33.75 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/30/98 250 30.94 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/30/98 871 31.13 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/30/98 1,310 31.50 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/30/98 312 31.25 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 11/30/98 127 31.31 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 12/01/98 1,480 30.38 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Richard Anthony Lumpkin 1990 12/01/98 1,517 30.25 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 CUSIP No. 582266 10 2 13D Page 20 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Richard Anthony Lumpkin 1990 12/01/98 1,403 30.38 R. Hodgman; Richard A. Personal Income Trust for the Lumpkin (power to direct Benefit of Elizabeth Arabella sale of shares) Lumpkin dated April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 948 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Anne Romayne Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 658 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Anne Romayne Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 1,580 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Anne Romayne Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 1,264 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Anne Romayne Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 948 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Barbara Lee Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 658 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Barbara Lee Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 1,580 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Barbara Lee Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 1,264 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Barbara Lee Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 504 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 349 33.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 CUSIP No. 582266 10 2 13D Page 21 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 840 33.88 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/24/98 672 34.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/25/98 835 33.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/25/98 835 33.75 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 36 30.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 126 31.13 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 190 31.50 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 45 31.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 18 31.31 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct Christina Louise Sparks dated sale of shares) April 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 5 30.94 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 15 31.13 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 CUSIP No. 582266 10 2 13D Page 22 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 24 31.50 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 5 31.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 11/30/98 1 31.31 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 12/01/98 1,480 30.38 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 12/01/98 1,517 30.25 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990 Steven L. Grissom and David Mary Lee Sparks 1990 Personal 12/01/98 1,403 30.38 R. Hodgman; Richard A. Income Trust for the Benefit of Lumpkin (power to direct John Woodruff Sparks dated April sale of shares) 20, 1990
On November 30, 1998 and December 1, 1998, the Gallo Trusts sold an aggregate of 18,400 shares of Common Stock in market transactions pursuant to Rule 144 under the Securities Act. These transactions are further described below:
Number of Date of Shares of Price Per Reporting Person Trust Transaction Common Stock Share Bank One, Texas, NA; Richard Trust named for Joseph John Keon 11/30/98 94 $30.94 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 11/30/98 329 31.13 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 11/30/98 493 31.50 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 23 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Joseph John Keon 11/30/98 118 31.25 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 11/30/98 46 31.31 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 12/01/98 108 30.38 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 12/01/98 110 30.25 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Joseph John Keon 12/01/98 102 30.38 A. Lumpkin (power to direct III created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 11/30/98 94 30.94 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 11/30/98 329 31.13 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 11/30/98 493 31.50 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 11/30/98 118 31.25 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 11/30/98 46 31.31 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 24 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Katherine 12/01/98 108 30.38 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 12/01/98 110 30.25 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Katherine 12/01/98 102 30.38 A. Lumpkin (power to direct Stoddert Keon created under the vote and investments) Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 11/30/98 94 30.94 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 11/30/98 329 31.13 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 11/30/98 493 31.50 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 11/30/98 118 31.25 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 11/30/98 46 31.31 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 12/01/98 108 30.38 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 12/01/98 110 30.25 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 25 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Lisa Anne Keon 12/01/98 102 30.38 A. Lumpkin (power to direct created under the Mary Green vote and investments) Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 11/30/98 94 30.94 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 11/30/98 327 31.13 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 11/30/98 491 31.50 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 11/30/98 117 31.25 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 11/30/98 46 31.31 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 12/01/98 108 30.38 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 12/01/98 113 30.25 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Margaret Lynley 12/01/98 104 30.38 A. Lumpkin (power to direct Keon created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 26 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Pamela Keon 11/30/98 94 30.94 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 11/30/98 327 31.13 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 11/30/98 491 31.50 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 11/30/98 117 31.25 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 11/30/98 46 31.31 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 12/01/98 109 30.38 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 12/01/98 112 30.25 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Pamela Keon 12/01/98 104 30.38 A. Lumpkin (power to direct Vitale created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 11/30/98 93 30.94 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 27 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Susan Tamara 11/30/98 327 31.13 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 11/30/98 491 31.50 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 11/30/98 117 31.25 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 11/30/98 47 31.31 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 12/01/98 109 30.38 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 12/01/98 112 30.25 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Susan Tamara 12/01/98 104 30.38 A. Lumpkin (power to direct Keon DeWyngaert created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Benjamin Iverson 11/30/98 175 30.94 A. Lumpkin (power to direct Lumpkin created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Benjamin Iverson 11/30/98 610 31.13 A. Lumpkin (power to direct Lumpkin created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 28 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Benjamin Iverson 11/30/98 912 31.50 A. Lumpkin (power to direct Lumpkin created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Benjamin Iverson 11/30/98 216 31.25 A. Lumpkin (power to direct Lumpkin created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Benjamin Iverson 11/30/98 87 31.31 A. Lumpkin (power to direct Lumpkin created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Elizabeth 11/30/98 175 30.94 A. Lumpkin (power to direct Arabella Lumpkin created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Elizabeth 11/30/98 610 31.13 A. Lumpkin (power to direct Arabella Lumpkin created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Elizabeth 11/30/98 912 31.50 A. Lumpkin (power to direct Arabella Lumpkin created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Elizabeth 11/30/98 216 31.25 A. Lumpkin (power to direct Arabella Lumpkin created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Elizabeth 11/30/98 87 31.31 A. Lumpkin (power to direct Arabella Lumpkin created under vote and investments) the Mary Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Anne Romayne 11/30/98 130 30.94 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 29 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Anne Romayne 11/30/98 458 31.13 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Anne Romayne 11/30/98 685 31.50 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Anne Romayne 11/30/98 163 31.25 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Anne Romayne 11/30/98 64 31.31 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Barbara Lee 11/30/98 130 30.94 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Barbara Lee 11/30/98 458 31.13 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Barbara Lee 11/30/98 684 31.50 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Barbara Lee 11/30/98 163 31.25 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Barbara Lee 11/30/98 65 31.31 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 30 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for Christina Louise 11/30/98 130 30.94 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Christina Louise 11/30/98 457 31.13 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Christina Louise 11/30/98 685 31.50 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Christina Louise 11/30/98 163 31.25 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for Christina Louise 11/30/98 65 31.31 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for John Woodruff 11/30/98 130 30.94 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for John Woodruff 11/30/98 457 31.13 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for John Woodruff 11/30/98 684 31.50 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 Bank One, Texas, NA; Richard Trust named for John Woodruff 11/30/98 163 31.25 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 31 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Trust named for John Woodruff 11/30/98 66 31.31 A. Lumpkin (power to direct Sparks created under the Mary vote and investments) Green Lumpkin Gallo Trust Agreement dated December 29, 1989
On November 30, 1998, the Grandchildren's Trusts sold an aggregate of 3,200 shares of Common Stock in market transactions pursuant to Rule 144 under the Securities Act. These transactions are further described below:
Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 $30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Joseph John Keon III Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 61 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Joseph John Keon III Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Joseph John Keon III Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 22 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Joseph John Keon III Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 9 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Joseph John Keon III Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Katherine Stoddert Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 61 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Katherine Stoddert Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Katherine Stoddert Keon CUSIP No. 582266 10 2 13D Page 32 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 22 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Katherine Stoddert Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 9 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Katherine Stoddert Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Lisa Anne Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 60 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Lisa Anne Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Lisa Anne Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 21 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Lisa Anne Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 11 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Lisa Anne Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Margaret Lynley Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 60 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Margaret Lynley Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Margaret Lynley Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 21 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Margaret Lynley Keon Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 11 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Margaret Lynley Keon CUSIP No. 582266 10 2 13D Page 33 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Pamela Keon Vitale Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 60 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Pamela Keon Vitale Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 92 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Pamela Keon Vitale Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 22 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Pamela Keon Vitale Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 9 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Pamela Keon Vitale Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Susan Tamara Keon DeWyngaert Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 60 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Susan Tamara Keon DeWyngaert Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 92 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Susan Tamara Keon DeWyngaert Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 22 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Susan Tamara Keon DeWyngaert Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 9 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Susan Tamara Keon DeWyngaert Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 35 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Benjamin Iverson Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 122 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Benjamin Iverson Lumpkin CUSIP No. 582266 10 2 13D Page 34 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 183 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Benjamin Iverson Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 43 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Benjamin Iverson Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Benjamin Iverson Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 35 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Elizabeth Arabella Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 122 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Elizabeth Arabella Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 183 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Elizabeth Arabella Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 43 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Elizabeth Arabella Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 17 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Elizabeth Arabella Lumpkin Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 26 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Anne Romayne Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Anne Romayne Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 138 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Anne Romayne Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 32 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Anne Romayne Sparks CUSIP No. 582266 10 2 13D Page 35 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 13 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Anne Romayne Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 26 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Barbara Lee Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Barbara Lee Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 138 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Barbara Lee Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 32 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Barbara Lee Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 13 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Barbara Lee Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 26 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Christina Louise Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Christina Louise Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 137 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Christina Louise Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 32 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Christina Louise Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 14 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o Christina Louise Sparks CUSIP No. 582266 10 2 13D Page 36 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share or Unit Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 26 30.94 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o John Woodruff Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 91 31.13 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o John Woodruff Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 135 31.50 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o John Woodruff Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 32 31.25 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o John Woodruff Sparks Bank One, Texas, NA; Richard Richard Adamson Lumpkin 11/30/98 16 31.31 A. Lumpkin (power to direct Grandchildren's Trust dated vote and investments) 9/5/80 f/b/o John Woodruff Sparks
On December 1, 1998, the Margaret Lumpkin Keon Trust, dated May 13, 1978, contributed 1,600 shares of Common Stock to charity. On January 4, 1999, Steven L. Grissom acquired 806 shares of Common Stock at approximately $27.90 per share, pursuant to the Company's Employee Stock Purchase Plan. On October 27, 1998, an aggregate of 1,820,000 shares of Common Stock were distributed by various trusts created under the Mary Green Gallo Trust Agreement dated December 29, 1989, to individual beneficiaries of the respective trust. Concurrently, also on October 27, 1998, each of such beneficiaries contributed the shares received to one or more newly created charitable remainder unitrusts as follows:
Number of Trust Receiving Distributing Trust Shares Beneficiary Contribution Trust named for Benjamin Iverson Lumpkin 100,000 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for Elizabeth Arabella 100,000 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT Lumpkin created under the Mary Green dated October 27, 1998 Gallo Trust Agreement dated December 29, 1989 CUSIP No. 582266 10 2 13D Page 37 Number of Trust Receiving Distributing Trust Shares Beneficiary Contribution Trust named for Joseph John Keon III 85,000 Joseph J. Keon III Joseph J. Keon III 1998 CRUT dated created under the Mary Green Gallo Trust October 27, 1998 Agreement dated December 29, 1989 Trust named for Katherine Stoddert Keon 85,000 Katherine S. Keon Katherine S. Keon 1998 CRUT dated created under the Mary Green Gallo Trust October 27, 1998 Agreement dated December 29, 1989 Trust named for Margaret Lynley Keon 100,000 Margaret Lynley Margaret Lynley Keon 1998 NIM-CRUT DeWyngaert created under the Mary Green Keon dated October 27, 1998 Gallo Trust Agreement dated December 29, 1989 Trust named for Susan Tamara Keon created 100,000 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse CRUT under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for Pamela Keon Vitale 100,000 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for Lisa Anne Keon created 200,000 Liese A. Keon Liese A. Keon 1998 CRUT dated under the Mary Green Gallo Trust October 27, 1998 Agreement dated December 29, 1989 Trust named for Barbara Lee Sparks 250,000 Barbara S. Federico Barbara S. Federico 1998 Spouse CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for Anne Romayne Sparks 200,000 Anne S. Whitten Anne S. Whitten 1998 Spouse NIM-CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for John Woodruff Sparks 75,000 John W. Sparks John W. Sparks 1998 Spouse NIM-CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for John Woodruff Sparks 175,000 John W. Sparks John W. Sparks 1998 Spouse CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989 Trust named for Christina Louise Sparks 250,000 Christina S. Duncan Christina S. Duncan 1998 Spouse CRUT created under the Mary Green Gallo Trust dated October 27, 1998 Agreement dated December 29, 1989
Between January 8, 1999 and January 25, 1999, the newly created charitable remainder unitrusts described above, together with the Foundation, sold an aggregate of 192,000 shares of Common Stock in market transactions pursuant to Rule 144 under the Securities Act. These transactions are further described below: CUSIP No. 582266 10 2 13D Page 38
Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/08/99 769 $35.00 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/11/99 1,154 35.13 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/12/99 1,923 36.00 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/13/99 1,923 35.00 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/14/99 1,538 36.50 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 NIM-CRUT 01/14/99 385 36.75 dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/15/99 192 37.00 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/19/99 1,731 37.88 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/19/99 769 38.00 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/19/99 384 38.25 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/19/99 385 38.00 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/19/99 385 38.13 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/20/99 1,923 38.50 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/20/99 538 39.00 NIM-CRUT dated October 27, 1998 Benjamin I. Lumpkin Benjamin I. Lumpkin 1998 01/25/99 770 39.00 NIM-CRUT dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/08/99 769 35.00 dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 39 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/11/99 1,154 35.13 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/12/99 1,923 36.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/13/99 1,923 35.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/14/99 1,538 36.50 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/14/99 385 36.75 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/15/99 193 37.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/19/99 1,730 37.88 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/19/99 770 38.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/19/99 385 38.25 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/19/99 384 38.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/19/99 384 38.13 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/20/99 1,923 38.50 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/20/99 539 39.00 dated October 27, 1998 Elizabeth L. Celio Elizabeth L. Celio 1998 NIM-CRUT 01/25/99 769 39.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/08/99 769 35.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/11/99 1,154 35.13 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/12/99 1,923 36.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/13/99 1,923 35.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/14/99 1,539 36.50 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/14/99 384 36.75 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/15/99 193 37.00 dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 40 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/19/99 1,731 37.88 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/19/99 769 38.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/19/99 385 38.25 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/19/99 384 38.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/19/99 385 38.13 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/20/99 1,923 38.50 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/20/99 538 39.00 dated October 27, 1998 Joseph J. Keon III Joseph J. Keon III 1998 CRUT 01/25/99 769 39.00 dated October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/08/99 769 35.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/11/99 1,154 35.13 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/12/99 1,923 36.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/13/99 1,923 35.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/14/99 1,539 36.50 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/14/99 384 36.75 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/15/99 193 37.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/19/99 1,731 37.88 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/19/99 769 38.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/19/99 385 38.25 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/19/99 384 38.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/19/99 384 38.13 October 27, 1998 CUSIP No. 582266 10 2 13D Page 41 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/20/99 1,923 38.50 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/20/99 539 39.00 October 27, 1998 Katherine S. Keon Katherine S. Keon 1998 CRUT dated 01/25/99 769 39.00 October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/08/99 769 35.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/11/99 1,154 35.13 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/12/99 1,923 36.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/13/99 1,923 35.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/14/99 1,539 36.50 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/14/99 384 36.75 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/15/99 193 37.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/19/99 1,731 37.88 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/19/99 769 38.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/19/99 385 38.25 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/19/99 385 38.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/19/99 384 38.13 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/20/99 1,923 38.50 NIM-CRUT dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 42 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Margaret Lynley Keon Margaret Lynley Keon 1998 01/20/99 538 39.00 NIM-CRUT dated October 27, 1998 Margaret Lynley Keon Margaret Lynley Keon 1998 01/25/99 769 39.00 NIM-CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/08/99 769 35.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/11/99 1,154 35.13 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/12/99 1,923 36.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/13/99 1,923 35.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/14/99 1,539 36.50 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/14/99 384 36.75 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/15/99 193 37.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/19/99 1,730 37.88 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/19/99 770 38.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/19/99 385 38.25 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/19/99 384 38.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/19/99 385 38.13 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/20/99 1,923 38.50 CRUT dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 43 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/20/99 538 39.00 CRUT dated October 27, 1998 Susan K. DeWyngaert Susan K. DeWyngaert 1998 Spouse 01/25/99 769 39.00 CRUT dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/08/99 770 35.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/11/99 1,153 35.13 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/12/99 1,923 36.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/13/99 1,923 35.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/14/99 1,538 36.50 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/14/99 385 36.75 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/15/99 192 37.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/19/99 1,731 37.88 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/19/99 769 38.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/19/99 384 38.25 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/19/99 385 38.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/19/99 385 38.13 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/20/99 1,924 38.50 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/20/99 539 39.00 dated October 27, 1998 Pamela K. Vitale Pamela K. Vitale 1998 Spouse CRUT 01/25/99 769 39.00 dated October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/08/99 769 35.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/11/99 1,154 35.13 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/12/99 1,923 36.00 October 27, 1998 CUSIP No. 582266 10 2 13D Page 44 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Liese A. Keon Liese A. Keon 1998 CRUT dated 01/13/99 1,924 35.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/14/99 1,539 36.50 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/14/99 384 36.75 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/15/99 192 37.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/19/99 1,731 37.88 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/19/99 769 38.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/19/99 385 38.25 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/19/99 385 38.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/19/99 384 38.13 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/20/99 1,923 38.50 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/20/99 538 39.00 October 27, 1998 Liese A. Keon Liese A. Keon 1998 CRUT dated 01/25/99 769 39.00 October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/08/99 770 35.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/11/99 1,154 35.13 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/12/99 1,923 36.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/13/99 1,923 35.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/14/99 1,538 36.50 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/14/99 385 36.75 CRUT dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 45 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Barbara S. Federico Barbara S. Federico 1998 Spouse 01/15/99 192 37.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/19/99 1,731 37.88 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/19/99 769 38.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/19/99 385 38.25 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/19/99 384 38.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/19/99 385 38.13 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/20/99 1,923 38.50 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/20/99 539 39.00 CRUT dated October 27, 1998 Barbara S. Federico Barbara S. Federico 1998 Spouse 01/25/99 769 39.00 CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/08/99 770 35.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/11/99 1,153 35.13 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/12/99 1,923 36.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/13/99 1,923 35.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/14/99 1,538 36.50 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/14/99 385 36.75 NIM-CRUT dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 46 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Anne S. Whitten Anne S. Whitten 1998 Spouse 01/15/99 192 37.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/19/99 1,731 37.88 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/19/99 769 38.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/19/99 384 38.25 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/19/99 385 38.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/19/99 385 38.13 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/20/99 1,923 38.50 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/20/99 540 39.00 NIM-CRUT dated October 27, 1998 Anne S. Whitten Anne S. Whitten 1998 Spouse 01/25/99 769 39.00 NIM-CRUT dated October 27, 1998 John W. Sparks John W. Sparks 1998 Spouse CRUT 01/08/99 769 35.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 Spouse CRUT 01/11/99 1,154 35.13 dated October 27, 1998 John W. Sparks John W. Sparks 1998 Spouse CRUT 01/12/99 1,923 36.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/13/99 1,923 35.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/14/99 1,538 36.50 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/14/99 385 36.75 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/15/99 192 37.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/19/99 1,731 37.88 dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 47 Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share John W. Sparks John W. Sparks 1998 NIM-CRUT 01/19/99 769 38.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/19/99 384 38.25 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/19/99 385 38.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/19/99 385 38.13 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/20/99 1,923 38.50 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/20/99 538 39.00 dated October 27, 1998 John W. Sparks John W. Sparks 1998 NIM-CRUT 01/25/99 770 39.00 dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/08/99 769 35.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/11/99 1,154 35.13 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/12/99 1,923 36.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/13/99 1,923 35.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/14/99 1,539 36.50 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/14/99 384 36.75 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/15/99 192 37.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/19/99 1,730 37.88 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/19/99 770 38.00 CRUT dated October 27, 1998 CUSIP No. 582266 10 2 13D Page 48 Number of Date of Shares of Price per Reporting Person Trust Transaction Common Stock Share Christina S. Duncan Christina S. Duncan 1998 Spouse 01/11/99 1,154 35.13 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/19/99 385 38.25 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/19/99 385 38.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/19/99 384 38.13 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/20/99 1,923 38.50 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/20/99 538 39.00 CRUT dated October 27, 1998 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/25/99 770 39.00 CRUT dated October 27, 1998 The Lumpkin N/A 01/08/99 769 35.00 Foundation The Lumpkin N/A 01/11/99 1,154 35.13 Foundation The Lumpkin N/A 01/12/99 1,924 36.00 Foundation The Lumpkin N/A 01/13/99 1,923 35.00 Foundation The Lumpkin N/A 01/14/99 1,538 36.50 Foundation The Lumpkin N/A 01/14/99 385 36.75 Foundation The Lumpkin N/A 01/15/99 192 37.00 Foundation The Lumpkin N/A 01/19/99 1,731 37.88 Foundation The Lumpkin N/A 01/19/99 769 38.00 Foundation The Lumpkin N/A 01/19/99 384 38.25 Foundation The Lumpkin N/A 01/19/99 385 38.00 Foundation CUSIP No. 582266 10 2 13D Page 49 Christina S. Duncan Christina S. Duncan 1998 Spouse 01/11/99 1,154 35.13 CRUT dated October 27, 1998 The Lumpkin N/A 01/19/99 385 38.13 Foundation The Lumpkin N/A 01/20/99 1,923 38.50 Foundation The Lumpkin N/A 01/20/99 538 39.00 Foundation The Lumpkin N/A 01/25/99 769 39.00 Foundation
Except for these transactions, neither the Reporting Person nor to his knowledge any of the other Former CCI Shareholders has effected any transaction in the Common Stock during the past 60 days. The Reporting Person has no information as to whether any of the other 1997 Principal Stockholders has effected any other transactions in the Common Stock during the past 60 days. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. The 1997 Principal Stockholders (including the Reporting Person) and the Company have, with respect to the respective shares of capital stock of the Company owned by each such 1997 Principal Stockholder, (exclusive of shares transferred to such stockholder after September 24, 1998) entered into the 1997 Stockholders' Agreement, effective September 24, 1997. The 1997 Stockholders' Agreement provides that each 1997 Principal Stockholder, for so long as such 1997 Principal Stockholder owns at least 10% (treating Richard A. Lumpkin and the other Former CCI Shareholders as a single 1997 Principal Stockholder for this purpose) of the outstanding capital stock of the Company (but in no event longer than three years), shall vote such 1997 Principal Stockholder's stock and take all action within its power to: (i) establish the size of the Board of Directors of the Company at up to eleven directors; (ii) cause to be elected to the Board of Directors of the Company one director designated by IES (for so long as IES owns at least 10% of the outstanding capital stock of the Company); (iii) cause to be elected to the Board of Directors of the Company one director designated by MWR (for so long as MWR owns at least 10% of the outstanding capital stock of the Company); (iv) cause Richard A. Lumpkin to be elected to the Board of Directors of the Company (for so long as Mr. Lumpkin and the other Former CCI Shareholders collectively own at least 10% of the outstanding capital stock of the Company); (v) cause to be elected to the Board of Directors of the Company three directors who are executive officers of the Company designated by Clark E. McLeod (for so long as Clark E. McLeod and Mary E. McLeod own at least 10% of the outstanding capital stock of the Company); and (vi) cause to be elected to the Board of CUSIP No. 582266 10 2 13D Page 50 Directors of the Company four non-employee directors nominated by the Board of Directors of the Company. The 1997 Stockholders' Agreement also provides that, for the period ending September 24, 1998, subject to certain exceptions, the 1997 Principal Stockholders (including the Reporting Person) would not sell or otherwise dispose of any equity securities of the Company without the consent of the Board of Directors of the Company. The foregoing description of the 1997 Stockholders' Agreement is qualified in its entirety by reference to the 1997 Stockholders' Agreement filed as an exhibit to this Schedule and incorporated herein by reference. The 1998 Principal Stockholders and the Company have, with respect to the respective shares of capital stock of the Company owned by each such 1998 Principal Stockholder, entered into the 1998 Stockholders' Agreement, effective November 18, 1998. The 1998 Stockholders' Agreement provides that until December 31, 2001 (the "Expiration Date"), the 1998 Principal Stockholders will not offer, sell, contract to sell, grant any option to purchase or otherwise dispose of, directly or indirectly, ("Transfer"), any equity securities of the Company, or any other securities convertible into or exercisable for such equity securities, beneficially owned by such 1998 Principal Stockholder without receiving the prior written consent of the Board of Directors of the Company, except for certain permitted transfers as provided under the 1998 Stockholders' Agreement. The 1998 Stockholders' Agreement further provides that the Board of Directors shall determine on a quarterly basis commencing with the quarter ending December 31, 1998 and ending on the Expiration Date, the aggregate number, if any, of shares of Common Stock (not to exceed in the aggregate 150,000 shares per quarter) that the 1998 Principal Stockholders may Transfer during certain designated trading periods following the release of the Company's quarterly or annual financial results. The 1998 Stockholders' Agreement provides that to the extent the Board of Directors grants registration rights to a Principal Stockholder in connection with a Transfer of securities of the Company by such Principal Stockholder, it will grant similar registration rights to the other parties as set forth in the 1998 Stockholders' Agreement. In addition, the 1998 Stockholders' Agreement provides that the Board of Directors shall determine on an annual basis commencing with the year ending December 31, 1999 and ending on the Expiration Date (each such year, an "Annual Period"), the aggregate number, if any, of shares of Common Stock (not to exceed in the aggregate on an annual basis a number of shares equal to 15% of the total number of shares of Common Stock beneficially owned by the 1998 Principal Stockholders as of December 31, 1998) (the "Registrable Amount"), to be registered by the Company under the Securities Act, for Transfer by the 1998 Principal Stockholders. The 1998 Stockholders' Agreement also provides that in any underwritten primary offering (other than pursuant to a registration statement on Form S-4 or Form S-8 or any successor forms thereto or other form which would not permit the inclusion of shares of Common Stock of the 1998 Principal Stockholders), the Company will give written notice of such CUSIP No. 582266 10 2 13D Page 51 offering to the 1998 Principal Stockholders and will undertake to register the shares of Common Stock of such parties up to the Registrable Amount, if any, as determined by the Board. The 1998 Stockholders' Agreement provides that the Company may subsequently determine not to register any shares of the 1998 Principal Stockholders under the Securities Act and may either not file a registration statement or otherwise withdraw or abandon a registration statement previously filed. The 1998 Stockholders' Agreement terminates on the Expiration Date. In addition, if during any Annual Period the Company has not provided a 1998 Principal Stockholder a reasonable opportunity to Transfer pursuant to the registration of securities under the Securities Act or pursuant to certain other provisions of the 1998 Stockholders' Agreement on the terms therein specified an aggregate number of shares of Common Stock equal to not less than 15% of the total number of shares of Common Stock beneficially owned by such 1998 Principal Stockholder as of December 31, 1998, then such 1998 Principal Stockholder may terminate the 1998 Stockholders' Agreement as applied to such 1998 Principal Stockholder within 10 business days following the end of any such Annual Period. The 1998 Stockholders' Agreement also contains provisions relating to the designation and election of directors to the Company's Board of Directors which provisions take effect on the terms and under the circumstances specified therein. The foregoing description of the 1998 Stockholders' Agreement is qualified in its entirety by reference to the 1998 Stockholders' Agreement which was filed as an exhibit to the Company's Current Report on Form 8-K, filed on November 19, 1998, and is incorporated herein by reference. In connection with the Company's pending acquisition of Ovation Communications, Inc. ("Ovation"), the Company, IES Investments Inc., Clark E. McLeod, Mary E. McLeod, Richard A. Lumpkin and Gail G. Lumpkin have entered into the 1999 Stockholders' Agreement with certain Stockholders of Ovation pursuant to which, among other things, such Ovation stockholders agree to certain restrictions on the transfer of Common Stock and the designation and election of directors to the Company's Board of Directors. On or about January 26, 1999, the other former CCI shareholders who are parties to the 1998 Stockholders' Agreement, along with certain permitted transferees, also became parties to the 1999 Stockholders' Agreement. The foregoing description of the 1999 Stockholders' Agreement is qualified in its entirety by reference to the 1999 Stockholders' Agreement which was filed as an exhibit to the Company's current Report on Form 8-K, filed on January 14, 1999, and is incorporated herein by reference. On or about October 28, 1998, the trustees of the charitable remainder unitrusts named Steven L. Grissom as agent with respect to the sale of shares from those trusts. On or about November 23, 1998, the trustees of the 1990 Personal Income Trusts named Richard A. Lumpkin as agent with respect to the sale of shares from those trusts. CUSIP No. 582266 10 2 13D Page 52 Steven L. Grissom participates in the Company's Employee Stock Purchase Plan. Pursuant to such plan, he acquired 806 shares of Common Stock on January 4, 1999 at approximately $27.90 per share. Item 7. Materials to be Filed as Exhibits. 1. Stockholders' Agreement dated as of June 14, 1997, among the Company, Former CCI Shareholders (including the Reporting Person), IES, Midwest Capital Group, Inc., MHC, Clark E. McLeod and Mary E. McLeod, together with Amendment No. 1 to Stockholders' Agreement dated as of September 19, 1997. (Incorporated by reference to the Exhibit of the same number to the original Schedule 13D, filed October 6, 1997.) 2. Stockholders' Agreement, dated as of November 18, 1998, among the Company, IES, Clark E. McLeod, Mary E. McLeod, Richard A. Lumpkin, Gail G. Lumpkin and certain former CCI shareholders (including the Reporting Person) and certain permitted transferees of former CCI shareholders listed on Schedule I thereto. (Incorporated by reference to Exhibit 99.1 of the 8-K, filed by the Company on November 18, 1998.) 3. Stockholders' Agreement, dated as of January 7, 1999, among the Company, IES, Clark E. McLeod, Mary E. McLeod, Richard A. Lumpkin, Gail G. Lumpkin, M/C Investors L.L.C. and Media/Communications Partners III Limited Partnership. (Incorporated by reference to the Exhibit 4.1 of the 8-K, filed by the Company on January 14, 1999.) CUSIP No. 582266 10 2 13D Page 53 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 27, 1999 David R. Hodgman CUSIP No. 582266 10 2 13D Page 54 SCHEDULE A The following information sets forth the name, business or residence address and present principal occupation of the Former CCI Shareholders (including the Reporting Person) and includes each of the directors and executive officers of The Lumpkin Foundation (the "Foundation"). Except as set forth in Item 5 of this Schedule 13D, none of the directors or executive officers of the Foundation is the beneficial owner of any Common Stock of the Company.
Name Occupation Address Susan T. DeWyngaert Physician 335 South 7th Street Philadelphia, Pennsylvania 19106 Christina L. Duncan Homemaker; (Director of the 194 North Bald Hill Road (aka Christina Sparks Duncan) Foundation) New Canaan, Connecticut 06840 Barbara L. Federico Homemaker 4840 Ashville Bay Road (aka Barbara Sparks Federico) Ashville, New York 14710 Steven L. Grissom Treasurer of Illinois 121 South 17th Street Consolidated Telephone Company Mattoon, Illinois 61938 David R. Hodgman Attorney Schiff Hardin & Waite 7300 Sears Tower Chicago, Illinois 60606 Joseph J. Keon III Owner of Parissound c/o Keon Associates Communications, Author/ 16 Miller Avenue, Suite 203 Filmmaker Mill Valley, California 94941 Liese A. Keon Management Consultant 2868 South Lakeridge Trail Boulder, Colorado 80302 Margaret L. Keon Owner of Keon Associates, Career c/o Keon Associates Consultant; (Director and Vice 16 Miller Avenue, Suite 203 President of the Foundation) Mill Valley, California 94941 Margaret Lynley Keon Investment Banker 56 Bourne St. London, England SW1W8JD Benjamin I. Lumpkin Graduate Student 1316 West Howard St., #1 Chicago, Illinois 60626 Elizabeth L. Celio (aka Director of the Foundation 815 Columbian Elizabeth A. Lumpkin) Oak Park, Illinois 60302 Richard A. Lumpkin Chief Executive Officer of Illinois Consolidated Illinois Consolidated Telephone Telephone Company Company; Vice Chairman of 121 South 17th Street McLeodUSA Incorporated (Director Mattoon, Illinois 61938 and Treasurer of the Foundation) John W. Sparks Owner of Knave of All Trades, 229 Saavedra, S.W. Cabinet Maker/Construction Albuquerque, New Mexico 87105 Mary Lee Sparks Homemaker; (Director and 2438 Campbell Road, N.W. President of the Foundation) Albuquerque, New Mexico 87104 CUSIP No. 582266 10 2 13D Page 55 Name Occupation Address Pamela Keon Vitale Keon Associates, Career c/o Keon Associates Consultant; (Director of the 16 Miller Avenue, Suite 203 Foundation) Mill Valley, California 94941 Anne R. Whitten Homemaker 38 Goodhue Road (aka Anne Sparks Whitten) Windham, New Hampshire 03087
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